Item 1- Cover Page 

Brochure Supplement
(Part 2B of Form ADV)

John R. Waller

STRATITECH CONSULTING, INC.

39W384 Kurt Court

St. Charles, IL 60175

PHONE: (630) 584-5277

CELL: (630) 248-5277

WEBSITE: www.stratitech.net

EMAIL: john@stratitech.net

 

This brochure supplement provides information about John R. Waller that supplements the Stratitech Consulting, Inc. brochure.  You should have received a copy of that brochure.  Please contact Virginia J. Waller, Secretary, if you did not receive the Stratitech Consulting, Inc. brochure or if you have any questions about the contents of this supplement.

Additional information about John R. Waller is available on the SEC's website at www.adviserinfo.sec.gov. Click on the “Investment Adviser Search” link and then search for “Investment Adviser Firm” using our Firm’s IARD/CRD #, which is 231787, or for John R. Waller, CRD 6501651

June 26, 2015

 

 

 

 

 

 

 

 

Item 2 – Educational Background and Business Experience

John R. Waller was born in 1946. He continues to be a life-long learner.

Education:  

M.S. – Business Management – Graduated 1985                                           

Aurora College                                                      Aurora, Illinois

B.S. – Marketing – Graduated 1968                                                                  

Bradley University                                                 Peoria, Illinois 

 

STRATITECH CONSULTING, INC. – St. Charles, Illinois   2015 -  
Investment Advisory Firm  

MARTIN MATTHEWS GROUP, INC. – St. Charles, Illinois   2008 – 2015
Business and Technology Consulting Services

ROCKFORD PRODUCTS CORPORATION – Rockford, Illinois   1989 – 2008
Manufacturer & Provider of Cold Formed Components

Vice President & Chief Technology Officer   2004 – 2008

Vice President – Information Technology & Quality   1999 – 2004

Vice President – Quality   1996 – 1999

Corporate Quality Director   1989 – 1996

Corporate Quality Manager  
1989


Achievements & Distinctions:

Examiner, Malcolm Baldrige National Quality Award – Presidential Distinction (2 years)  Selected by the U.S. Department of Commerce as a leader in his field.

Examiner, Lincoln Award for Business Excellence (Illinois Quality Award) (2 years) Selected by the Illinois Lincoln Award Committee as a leader in his field.

 

 

Item 3 – Disciplinary Information

Neither the Firm, John R. Waller nor any member of its management has been involved in a material criminal or civil action in a domestic, foreign or military jurisdiction, an administrative proceeding, or a self-regulatory organization proceeding.

There are no legal or disciplinary events material to a client's or prospective client's evaluation of the supervised person.

Item 4 - Other Business Activities

 
A.         John R. Waller is not actively engaged in any investment-related business or occupation, including being registered, or has an application pending to register, as a broker-dealer, registered representative of a broker-dealer, futures commission merchant ("FCM"), commodity pool operator ("CPO"), commodity trading advisor ("CTA"), or an associated person of an  FCM, CPO, or CTA.

1.               John R. Waller has no relationship between the advisory business and the other financial industry activities creating a material conflict of interest with clients,

2.               John R. Waller receives no commissions, bonuses or other compensation based on the sale of securities or other investment products, including as a broker-dealer or registered representative, and including distribution or service ("trail") fees from the sale of mutual funds.

Item 5 - Additional Compensation

No one who is not a client provides an economic benefit to John R. Waller for providing advisory services. Economic benefits include sales awards and other prizes, but do not include the regular salary.  Any bonus that is based, at least in part, on the number or amount of sales, client referrals, or new accounts should be considered an economic benefit.

Item 6 - Supervision

John R. Waller serves as the designated principal and/or supervisor on behalf of the investment adviser, Stratitech Consulting, Inc. He may be reached at:

John R. Waller
Stratitech Consulting, Inc.
39W384 Kurt Court
St. Charles, IL 60175
Office: 630-584-5277
Cell:    630-248-5277

Item 7 - Requirements for State-Registered Advisers

1.           John R. Waller has neither had an award nor otherwise been found liable in an arbitration claim alleging damages in excess of $2,500, involving any of the following:

a.    An investment or an  investment-related business or activity;

b.    Fraud,  false statement(s), or omissions;

c.    Theft, embezzlement, or other wrongful  taking of property;

d.    Bribery, forgery, counterfeiting, or extortion; or,

e.    Dishonest, unfair, or unethical practices.

2.           John R. Waller has neither had an award nor been found liable in a civil, self-regulatory organization, or administrative proceeding involving any of the following:

a.    An investment or an  investment-related business or activity;

b.    Fraud,  false statement(s), or omissions;

c.    Theft, embezzlement, or other wrongful taking of property;

d.    Bribery, forgery, counterfeiting, or extortion; or

e.    Dishonest, unfair, or unethical practices.

B.        John R. Waller has not been the subject of a bankruptcy petition.